Our platform provides all the tools you need to stay compliant with FCA regulations.
Scheduled checks for changes to FCA Register status, permissions and restrictions.
Route material register changes to the right team with supporting evidence.
Generate detailed compliance reports for internal audits and regulatory submissions.
Our platform simplifies the complex process of FCA compliance monitoring.
Add your company details and configure your compliance requirements.
Our system continuously monitors your compliance status against FCA standards.
Receive alerts and take action on any compliance issues that arise.
FCA register intelligence
A point-in-time FCA Register search is useful at onboarding, but regulated relationships continue to change. Regulated keeps the matched firm under review and highlights material movements so investigators can focus on what changed, why it matters and what to do next.
Match the legal entity and Firm Reference Number, then retain the FCA status used for the decision. This helps distinguish an authorised firm from similarly named businesses and creates a dependable monitoring baseline.
Identify changes to permissions, limitations, requirements and other register information that may affect whether a counterparty remains suitable for a product, distribution arrangement or delegated-authority relationship.
Bring appointed-representative relationships and connected regulatory individuals into the same investigation view, supporting oversight of firms, officers and relevant controlled functions.
Compare current FCA information with the previous snapshot, calculate severity and route meaningful changes into the monitoring inbox or a compliance case without creating duplicate work.
Use Regulated during onboarding and throughout the commercial relationship, with clear ownership and a defensible record of every material decision.
No. Regulated organises FCA Register information, monitoring and evidence to support a risk-based decision. Your organisation remains responsible for its due diligence, interpretation and regulatory obligations.
Yes. An initial match can become an ongoing monitoring relationship with a configurable review frequency, material-change rules, alerts and certificate reissuance.
Yes. Tenant-scoped API credentials allow an insurance platform to request checks and associate results with its own policy or submission reference. Webhooks can report lifecycle and monitoring events.